Month: February 2007

Today the SEC filed settled civil charges against Ryan Ashley Brant, formerly the CEO and Chairman of the Board of Take-Two Interactive Software, Inc. http://www.sec.gov/news/press/2007/2007-20.htm The SEC alleged that during a seven year period, Brant participated in a “pick-a-date” option …

Another Parallel Civil/Criminal Stock Option Backdating Case Read More »

Friday February 9, Commissioner Paul Atkins suggested to attendees at the annual SEC Speaks program presented by the Practicing Law Institute in Washington, D.C., that the SEC’s process for approving waivers should be revisited. “It’s time that we review our …

SEC Commissioner and ABA Suggest Reconsideration of Seaboard Report Read More »