In discussing the SEC’s enforcement program last week, Commissioner Atkins advocated that the Enforcement Division have a Manual similar to that of the U.S. Attorney’s Office and that it include an open jacket policy. Neither idea is new, but both …

Ideas Whose Time Has Come: An Enforcement Manual and Open Jacket Policy Read More »

The Supreme Court’s decision in Stoneridge is based on a fact pattern which is similar to those in Enron litigation (Regents of the Univ. of Calif. v. Credit Suisse First Boston (USA), Inc., 482 F.3d 372 (5th Cir. 2007)) and …

Stoneridge: The Supreme Court’s Ruling and Its Impact: Part 5 Read More »