Last year the SEC also brought insider trading cases against corporate executives, a group of “pillow talk” cases and against attorneys. Examples of cases brought against corporate executives include: –NSD Bancorp director: SEC Lenzner, Civil Action No. 07-cv-01404 (W.D. P.A. …

Part VII: SEC Enforcement Trends and Priorities, 2008 – Insider Trading (cont) Read More »

Yesterday, the SEC filed a settled enforcement action. Normally, a settled case ends matters. This settlement however, raises more questions than it resolves. The SEC filed its long-anticipated action against Broadcom Corp., SEC v. Broadcom Corp., Civil Action No. SACV …

The Broadcom Option Backdating Case: Raising More Questions Than It Settles Read More »