Month: May 2008

The SEC continues to focus on insider trading. On Monday, a new case was filed against three individuals, while it settled another which has been in litigation since 2005. First, the SEC filed an insider trading case against Dr. Zachariah …

The SEC Files One Insider Trading Case And Settles Another Read More »

Last week, the court granted in part a motion to dismiss portions of the claims brought against Lisa Berry, former General Counsel of Juniper Networks, Inc. and KLA-Tencor. The motion was based on the statute of limitations and the failure …

Option Backdating: A Flawed SEC Complaint Raises Questions About the Enforcement Program And Its Direction Read More »