“Financial Regulatory Reform — A New Foundation: Rebuilding Financial Supervision and Regulation” is the title of the regulatory reform “white paper” issued by the Department of the Treasury on Wednesday. To create what may be the most sweeping reform of …

Rewriting The Financial Regulatory Landscape: For The SEC, A Premier Role Read More »

The SEC announced two settlements yesterday as it moved forward to resolve two of the highest profile cases it has brought in recent years — Madoff and Guttenberg. Action in the former was taken in anticipation of the completion of …

Two High Profile Cases Move To Toward Conclusion Read More »