Month: January 2011

The SEC settled another FCPA case arising out of the violations of Innospec, Inc., a manufacturer and distributor of fuel additives and specialty chemicals. Previously the company settled with the SEC and DOJ (here). U.S. v. Innospec, Case No. 1:10-r-00061 …

FORMER INNOSPEC CFO AND CEO SETTLES FCPA CHARGES Read More »

Headline grabbing insider trading cases such as the up coming Galleon trial and the so-called “expert network” investigations are being lead by the Manhattan U.S. Attorneys Office, although in some instances the Commission has filed parallel actions. The trial and …

TRENDS IN INSIDER TRADING ENFORCEMENT Read More »