Insider trading cases can be difficult to prove. Few if any are willing to admit they breached their duty and traded, misappropriated or stole inside information or illegally tipped someone. Absent the kind of blue collar tactics seen in the …
Month: February 2011
THIS WEEK IN SECURITIES LITIGATION (February 18, 2011)
On Capitol Hill this week the Senate Banking Committee heard testimony from SEC Chairman Schapiro regarding the Commission’s efforts to implement Dodd-Frank. Despite budget constraints the SEC is moving forward in accord with the directives in the legislation. SEC enforcement …
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