Month: November 2011

In recent enforcement cases the SEC obtained split results in an insider trading case, losing against one defendant but prevailing as to another. The court however then refused to impose an injunction against the defendant found liable but did order …

THIS WEEK IN SECURITIES LITIGATION (November 25, 2011) Read More »

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The SEC brought an action against a hedge fund manager for radically altering the investment policies of the fund without telling shareholders. The change was made to benefit a floundering public company of which he was chairman and in which …

HEDGE FUND MANAGER CHANGES POLICIES TO BENEFIT ANOTHER COMPANY Read More »

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