Year: 2011

The SEC continues to be aggressive in brining insider trading cases, filing its latest action on “information and belief” and “suspicious trading.” SEC v. All Know Holdings Ltd., Case No. 11 cv 8605 (N.D. Ill. Filed Dec. 5, 2011). The …

AN AGGRESSIVE INSIDER TRADING CASE – BUT IS THERE A SOURCE? Read More »

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The Commission brought a financial fraud action against the controlling shareholder of a now failed public company and her sister-in-law who was at one time employed by the firm. The complaint claims that the two defendants orchestrated a scheme in …

ALL IN THE FAMILY: FINANCIAL FRAUD AND A DEFUNCT COMPANY Read More »

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