Month: April 2012

Egan-Jones Ratings Co. and its founder, president and owner Sean Egan were named as Respondents in a Commission administrative proceeding. The Order alleges that the firm submitted a false and misleading registration statement to the SEC, made material misrepresentations in …

RATING AGENCY AND FOUND CHARGED WITH MISREPRESENTATIONS Read More »

Pay to play schemes have been the subject of a number of suits by the SEC and state regulators. The latest however, names an unlikely defendant — the former CEO of giant CalPERS or the California Public Employees’ Retirement System …

A FRAUD CLAIM AGAINST THE FORMER CEO OF CALPERS Read More »