Month: November 2016

SEC Chair Mary Jo White announced that she will step down when the new administration takes over. That will leave the Commission with two sitting Commissioners unless there are confirmation hearings during the lame duck session which seems highly unlikely. …

This Week In Securities Litigation (Week ending Nov. 18, 2016) Read More »

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The SEC filed an action against the CEO of a U.S. subsidiary of a U.K firm who implemented a financial fraud at the behest of his superiors. The firm was eventually sold to a U.S. public company at an inflated …

SEC Charges Executive With Fraud in HP Acquisition Read More »

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