Month: November 2016

Tagged with:

The Commission brought a fraud action against a movie producer who is alleged to have misappropriated client funds in two complex transactions. SEC v. Bergstein, Civil Action No. 1:16-cv-08701 (S.D.N.Y. Filed Nov. 9, 2016). The U.S. Attorney’s Office for the …

SEC, USAO Charge Film Producer With Fraud Read More »

Tagged with: , ,