Year: 2016

The SEC filed an action against the CEO of a U.S. subsidiary of a U.K firm who implemented a financial fraud at the behest of his superiors. The firm was eventually sold to a U.S. public company at an inflated …

SEC Charges Executive With Fraud in HP Acquisition Read More »

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The Commission prevailed at trial against a corporate insider charged with tipping his friend prior to the announcement of favorable regulatory action on an application to market a drug. The friend not only traded but encouraged others to trade at …

SEC Prevails In Insider Trading Jury Trial Read More »

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