Year: 2017

The Commission published a report on the new focus of the Enforcement Division, listing key priorities as cases involving retail customers and cyber issues. Groups have been established within the Division to focus on each of these priorities. The Commission …

This Week In Securities Litigation (Week ending Nov. 17, 2017) Read More »

The SEC reiterated the new retail investor/cyber focus for its Enforcement Division while publishing the statistics for the Division’s work for the last fiscal year. The report attempts to put a group of statistics showing that overall fewer stand-alone enforcement …

SEC Enforcement: A New Approach – A Year in Statistics Read More »

Tagged with: ,