Year: 2019

The “willfulness” requirement in Commission administrative proceedings may well be the “Rodney Dangerfield” element – it gets no respect and is rarely mentioned. The definition of the term typically used is no mystery. On a petition for review the debate …

DC Circuit Reverses SEC On Willfulness Read More »

Tagged with: , , , ,

The latest round of SEC v. Musk has, at least temporarily, resolved. The Court entered a modification to its earlier order, agreed to by the parties, which created an open-ended list of matters about which the Tesla founder will not …

This Week In Securities Litigation (Week ending May 3, 2019) Read More »

Tagged with: , ,