Year: 2019

Questions regarding the extraterritorial reach of Exchange Act section 10(b) have traditionally presented the courts with difficult factual and legal issues. The Supreme Court’s seminal decision in Morrison v. Nat’l Australia Bank Ltd., 561 U.S. 247 (2010) on the extraterritorial …

Section 10(b), Morrison, Dodd-Frank and Extraterritorial Reach Read More »

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The first week back after the shutdown was undoubtedly busy for the Enforcement Division and the entire Commission. Whether the government is going to continue past February 15 or not remains an open question and an issue which has all …

This Week In Securities Litigation (Week ending Feb. 1, 2019) Read More »

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