Liu v. SEC, No. 18-15-1, heard last week, is potentially one of the most important cases to be heard by the Supreme Court on SEC Enforcement. The question under consideration is whether the Securities and Exchange Commission can request a …
Liu v. SEC, No. 18-15-1, heard last week, is potentially one of the most important cases to be heard by the Supreme Court on SEC Enforcement. The question under consideration is whether the Securities and Exchange Commission can request a …
The critical question moving forward for the SEC is the ruling in Liu v. SEC, a case heard by the Supreme Court this week. Potentially the ruling will determine if the Commission can seek disgorgement in civil injunctive actions and, …
This Week In Securities Litigation (Week of March 9, 2020) Read More »