Offering fraud cases typically have some kind of “hook” – a product, pitch line, or something that is designed to entice investors to consider the investment. Eventually it is that pitch, perhaps with some follow-up, that convinces the investor to …
Month: October 2022
This Week In Securities Litigation (Week of October 17, 2022)
The Commission is undoubtedly still recovering from its incredible push to file enforcement actions at fiscal year-end – only one new enforcement case was filed last week. During the week Senate democrats apparently told Chair Gensler that reform in the …
This Week In Securities Litigation (Week of October 17, 2022) Read More »