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Month: July 2023

Posted on by T. Gorman Posted in SECActions

Insider trading has long been a staple of the Commission’s enforcement program. Tracing back to cases such as SEC v. Texas Gulf Sulphur, 401 F. 2nd 833 (2d Cir. 1968)(en banc) the agency has pursued these cases with vigor and …

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Posted on by T. Gorman Posted in SECActions

Chair Gensler testified in support of the proposed budget of $2.364 billion to fund the agency at current levels, adjusted for inflation. The request received support from both parties in committee. Last week the new cases filed focused largely on …