Month: November 2023

Offering fraud actions frequently are the largest group of cases filed by the Commission during any period or, if not the largest group, at least one of the largest groups. Within that group of cases are those which are based …

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The Commission and the Division of Enforcement published a release detailing the results of the Enforcement program for Fiscal Year 2023 (here). The headline asserts that 784 enforcement actions were filed during the period, nearly $5 million in financial remedies …

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