The CFTC: Another Good Year
The CFTC published its annual statistics, highlighting its work during the Fiscal Year 2023. The releases focus on the number of cases initiated as well as specific actions filed and litigated during the year. Overall, the agency filed 96 enforcement …
The CFTC: Another Good Year
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This Week In Securities Litigation (Week of November 6, 2023)
The cases filed by the Commission last week centered on manipulation, misrepresentations, cybersecurity and crypto assets. The agency also adopted new rules regarding security-based swap execution facilities. Be careful, be safe this week. SEC Rules: The Commission adopted Rules for …
This Week In Securities Litigation (Week of November 6, 2023)
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