Month: February 2024

This is the concluding segment of a four part series analyzing trends in SEC Enforcement during 2023. Part I of this series focused on the number of cases filed during the quarter and the largest categories of cases. Part II …

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This is the third part of a four of a four part series focused on trends in SEC Enforcement during the fourth quarter of 2023. The first part discussed metrics such as the number of cases filed during the period …