Month: June 2024

Insider trading is a long-standing focus of the Commission. While neither Exchange Act Section 10(b) nor Rule 10b-5 use the phrase “insider trading” that Section and Rule are the weapons used to combat insider trading. Over time, the courts evolved …

Insider Trading – A Continuing Focus of SEC Enforcement

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Last week the Commission filed three actions. One was based on an intrusion, another an offering fraud and one an undisclosed conflict of interest. Be careful, be safe this week. SEC Statement: Erik Gending, Director of the Division of Corporate …