This Week In Securities Litigation (Week of September 30, 2024)
As the Government fiscal year draws to a close today, the Commission blitzed to the conclusion by filing a large number of new actions last week. Those cases include one based on a hack-to-trade scheme, another involving Reg B-I, a …
This Week In Securities Litigation (Week of September 30, 2024)
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Commission Files a Ponzi Scheme/Offering Fraud Case
Ponzi schemes and offering frauds are among the most prevalent type of cases filed by the Commission. The actions usually follow similar patterns. Typically, in a Ponzi scheme the shareholder purchases interests in either a firm with no assets or …
Commission Files a Ponzi Scheme/Offering Fraud Case
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