Year: 2024

This is the final segment of a four-part series focused on trends in SEC enforcement during the first quarter of 2024. During that period the Commission filed 52 new enforcement actions. Less than half of those cases were civil injunctive …

Trends in SEC Enforcement: 1Q 24, Conclusion

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BLOG POSTS Trends in SEC Enforcement: 1Q 24 Part III This third part of the series focused enforcement actions filed during the first quarter of 2024 focuses on significant cases filed during the first quarter that were not in one …

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