What is the Purpose of the SEC?
Crypto assets have for years been a focus of many. Congress has made attempts at times to craft new regulations that would govern the assets. Those efforts failed. The SEC has stepped in, using long-standing court decisions on what constitutes …
What is the Purpose of the SEC?
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Giving Notice of Wrongful Conduct
One focus of agency enforcement actions is the prevention of future violations and the protection of investors and markets. This can be accomplished in part by notice, that is, informing the public what specific conduct violates a statute or rule. …
Giving Notice of Wrongful Conduct
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