Category: SECActions

The theme today seems to be “what a difference a day makes.” Last week the Commission was counting the billions of dollars it recovered from the fraudulent schemes of Robert Allen Stanford. This week the agency is trying to justify …

What Happens if Agencies Like the SEC are Materially Weakened?

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Last week the Commission filed two new enforcement actions. Both cases focused on sham transactions. In addition, the Commission completed the case against Robert Allen Stanford and those who worked with him. The case traces to 2009. Be careful, be …

This Week In Securities Litigation (Week of March 3, 2025)

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