This Week In Securities Litigation (Week of November 25, 2024)
The Commission filed a series of new cases last week. The filings included an action based on cherry picking, one focused on international banking and bribery in violation of the FCPA, another centered on a manipulation scheme and a case …
This Week In Securities Litigation (Week of November 25, 2024)
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Adviser Operating Cherry Picking Scheme Makes over $1.8 million
Cherry picking is a long time focus of the Commission. In some senses, this practice may the be ultimate conflict of interest. It is based on an investment adviser placing a series of trades over the course of the trading …
Adviser Operating Cherry Picking Scheme Makes over $1.8 million
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