Tag: 13d

Provisions such as Section 13(d) were added to the Exchange Act to provide the markets and investors with notice of those who have significant holdings of a security. The Section requires that those who acquire 5% or more of a …

Musk Violates Section 13(d)

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The Commission issued its final rules on environmental issues last week. The rules are the most comprehensive set of regulations issued by the agency dealing with environmental issues. The Commission also filed two enforcement actions. One centered inadequate filings. The …

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