Tag: ARS

The SEC’s Division directors reported to Congress this week on the progress of the reforms at the Commission. SEC Enforcement brought an investment fund fraud action this week centered on luring investors with the prospect of acquiring pre-IPO shares of …

THIS WEEK IN SECURITIES LITIGATION (November 18, 2011) Read More »

Tagged with: , , , , , , ,

Following the crash of the market for auction rate securities in early 2008, regulators as well as private litigants brought a series of suits against the brokerage houses which sold the securities. Typically the suits claimed that sells had misrepresented …

ANOTHER ARS CASE IS REJECTED Read More »

Tagged with: , ,