Audit Firm/Partner Fined for Repeated Violations of Rules
A key part of investor safeguards in the market place regarding public companies is the requirement that financial information be reviewed and audited by public accountants registered with the Public Company Accounting Board or PCAOB. The Board was created in …
Audit Firm/Partner Fined for Repeated Violations of Rules
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The Commission continues to initiate enforcement actions involving audit firms and their employees tied to violations of professional standards. Two recent actions involved an audit firm, its owner and the engagement quality review partner. One action centers on a failure …
Eleven Failed Audits, Reviews Equal SEC Sanctions for Auditors Read More »