Tag: boiler room

The Commission brought two FCPA cases this week, one of which was in conjunction with the DOJ. Both centered on the payments for gifts and travel in China. In addition, the SEC filed three manipulation cases, an action centered on …

This Week In Securities Litigation (December 19, 2014) Read More »

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The Commission charged recidivist securities law violator Nicholas Geranio and others with running a complex international manipulation and boiler room operation for over two years which fleeced investors out of over $35 million. SEC v. Gerandio (C.D. Cal. Filed May …

SEC CHARGES RECIDIVIST IN INTERNATIONAL MANIPULATION Read More »

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