On Wednesday, November 7, 2011 Judge Rakoff will hold a hearing on the proposed settlement in SEC v. Citigroup Global Markets Inc., 11 Civ. 07387 (S.D.N.Y.). This is the Commission’s latest, significant market crisis case (here). In anticipation of the …
THE CITIGROUP SETTLEMENT: THE SEC RESPONDS TO THE COURT Read More »
Eight SEC Enforcement attorneys were recognized by the Counsel of the Inspector General on Integrity for Excellence in connection with their work regarding the investigation of a significant market crisis case. The Commission filed its third significant enforcement action stemming …
THIS WEEK IN SECURITIES LITIGATION (October 21, 2011) Read More »