When the sales pitch is “to good to be true” it usually is. This is the repeated theme of the offering fraud actions filed week after week by the Commission where much is promised and nothing is delivered. Should the …
When the sales pitch is “to good to be true” it usually is. This is the repeated theme of the offering fraud actions filed week after week by the Commission where much is promised and nothing is delivered. Should the …
The SEC filed another settled FCPA action stemming from what the Order called “pervasive” practices in the China subsidiary of a multinational firm. This time GlaxoSmithKline plc was charged with internal control violations arising from the conduct of its China …