Tag: criminal

Insider trading is a key focus of SEC enforcement. With the formation of the market abuse unit which focuses on insider trading the Commission has been very aggressive. Not only has the Commission followed-up on inquiries initiated by the FINRA …

HEDGE FUND MANAGER ADDED TO A FATHER-SON INSIDER TRADING CASE Read More »

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The former Chairman of the Board and CEO of Duane Reade, Inc., Anthony Cuti, was sentenced to serve a prison term of three years for financial fraud. He was also ordered to pay a $5 million fine. Mr. Cuti was …

FORMER DUANE READE CEO SENTENCED TO PRISON FOR FINANCIAL FRAUD Read More »

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