Tag: deferred prosecution agreement

The Commission entered into another deferred prosecution agreement this week while filing four settled market crisis actions. The agency also brought an unusual insider trading case centered on selling shares in a secondary offering and an accounting action against a …

This Week In Securities Litigation (Week ending July 20, 2012) Read More »

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The executive at the center of the fraud at Carter’s, Inc., Joseph Elles, was named as a defendant in a 32 count indictment. The charges include securities fraud and wire fraud. U.S. v. Elles, 11 CR 445 (N.D. Ga.). The …

SALES EXECUTIVE AT CENTER OF CARTER’S, INC. FRAUD INDICTED Read More »

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