There is no doubt that 2021 continued to be dominated by the pandemic. The year did offer, however, the promise of mitigation from the inoculations. By year end in fact there was improvement for many and at least a partial …

SEC Enforcement: 4Q21 (Part I) Read More »

Last week new enforcement director Gurbir Grewal made his first public remarks at PLI’s SEC Speaks 2021 (October 13, 2021, here). Mr. Grewal is the former Attorney General of New Jersey. He also served in the U.S. Attorney’s Office for …

The New SEC Enforcement Program: Trust & Fairness Read More »