A Florida jury found against the SEC on all but one count of a multi-count complaint centered on charges that Spartan Securities Ltd. and others ran what was alleged to be a “shell creation” factory. The trial lasted for thirteen …
Tag: false statements
This Week In Securities Litigation (Week of July 19, 2021)
Last week Chair Gensler announced the members of his new Policy Team. The reason for creating the group is unclear, particularly since in some instances the titles given to the members of the new group overlap those of others at …
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Tagged with: conflcts, disclosure, false statements, Insider trading, manipulation, offering fraud, SEC