Tag: financial fraud

Last week the Commission filed four new actions. The actions centered on false statements, prohibited transactions, financial fraud and an offering fraud. The agency also announced its 42nd Small Business Forum for later this year. Be careful; be safe this …

This Week In Securities Litigation (Week of April 10, 2023) Read More »

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The Commission has long focused on financial fraud cases. The reason is obvious. The finances of an issuer are at the core of the investment process. This is reflected in case after case brought by the agency over the decades …

Navy Ship Builders Cook the Books

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