Tag: fraudulent notes

In the closing two weeks of the year the SEC continued to implement Dodd-Frank. A business group, which is typically critical of the Commission, issued a new report calling for what it termed “transformational change” at the agency. In court …

THIS WEEK IN SECURITIES LITIGATION (December 16 – 31, 2011) Read More »

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The Commission prevailed and secured the entry of a permanent asset freeze as well as a permanent injunction prohibiting future violations of Securities Act Section 17(a) and Exchange Act Section 10(b) in an action centered on a fraudulent note offering. …

COMMISSION WINS INJUNCTION IN FRAUDULENT NOTE CASE Read More »

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