Trading in “Follow on Transactions” — Millions in Illegal Profits
Inside information is something that many tend to think of only in the classic insider trading model — participants in a merger or other non-public corporate transaction trading in the company shares prior to the deal announcement. Most do not …
Trading in “Follow on Transactions” — Millions in Illegal Profits
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Compliance procedures have long been a key matter when it comes to material non-public information or inside information. This is particularly true for regulated entities that are required to have such systems. And, the systems can effectively constitute the first …