Tag: inside information

The Commission announced the filing of a record number of enforcement actions for the last fiscal year. The enforcement statistics highlight areas of concentration such as insider trading, investment advisers and private equity funds. The agency also brought three enforcement …

This Week In Securities Litigation (Week ending Oct. 14, 2016) Read More »

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The U.S. Attorney’s Office in Manhattan and the SEC continue to expand the expert networking investigation. As last week drew to a close criminal and civil insider trading charges were brought against John Kinnucan. U.S. v. Kinnucan, 12-mj-00424 (S.D.N.Y. Unsealed …

MORE EXPERT NETWORK INSIDER TRADING CASES Read More »

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