Tag: naked short selling

In many of the enforcement actions filed by the Commission the investor is the ultimate loser – his or her funds are misappropriated by the author of the fraudulent scheme. For example, in the typical offering fraud case the investor …

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While insider trading typically garners all the headlines, the Commission has also brought a series of cases focused on another type of trading which also can have pernicious market effects – naked short selling. Recently, the Commission has brought a …

NAKED SHORT SELLING — AN ENFORCEMENT PRIORITY Read More »

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