Commission Resolves Ponzi Scheme and Offering Fraud
Ponzi schemes have been a key focus for SEC enforcement at least since the days of Bernie Madoff. The typical Ponzi scheme is, in reality, nothing but a lie or sham transaction – the operator sells shares of a company …
Commission Resolves Ponzi Scheme and Offering Fraud
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This Week In Securities Litigation (Week of January 27, 2025)
Last week the Commission filed a series of new enforcement actions. They centered on insider trading, the sale of unregistered securities, offering frauds, selling away and improper accounting. Be careful, be safe this week and be warm SEC Appointment: Mark …
This Week In Securities Litigation (Week of January 27, 2025)
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