The Commission and the Manhattan U.S. Attorney’s Office have brought a number of pay-to-play cases involving pension funds. In one involving the third largest public pension fund in the country uncovered by the SEC, Deborah Kelley, a former managing director …
Tag: pay-to-play
B/D Executive Pleads Guilty In Bribery Scheme Uncovered by SEC
A New York public pension fund was at the center of a pay-to-play scheme uncovered by the SEC. The inquiry ended with charges from the Manhattan U.S. Attorney’s Office against a former managing director of a registered broker-dealer that included …
B/D Executive Pleads Guilty In Bribery Scheme Uncovered by SEC Read More »