This Week In Securities Litigation (Week of December 9, 2024)
The commission filed three new enforcement actions last week. One focused on false statements while as second focused on books and records. The third action centered on cherry picking Be careful, be safe this week SEC Enforcement – Filed and …
This Week In Securities Litigation (Week of December 9, 2024)
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Commission Files a Ponzi Scheme/Offering Fraud Case
Ponzi schemes and offering frauds are among the most prevalent type of cases filed by the Commission. The actions usually follow similar patterns. Typically, in a Ponzi scheme the shareholder purchases interests in either a firm with no assets or …
Commission Files a Ponzi Scheme/Offering Fraud Case
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