Tag: pump and dump

The man who orchestrated a large international microcap market manipulation involving at least 34 persons was sentenced to serve 216 months in prison after pleading guilty. Harold Gallison, pleaded guilty to two counts of conspiracy to commit wire fraud, one …

Leader of International Pump-and-Dump Sentenced to 216 Months Read More »

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Microcap fraud and offering fraud cases are staples of SEC enforcement. The agency added to its totals in these areas, filing an additional offering fraud and microcap fraud action. SEC v. Mogler, Civil Action No. 15-cv-01814 (D. Ariz. Sept. 11, …

SEC Files Offering Fraud, Microcap Fraud Actions Read More »

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