Tag: secactions

The Commission closed out the week before the holidays with a joint press conference with the Manhattan U.S. Attorney. The U.S. Attorney and the Director of Enforcement announced actions against former hedge fund manager and pharmaceutical company founder Martin Shkreli. …

This Week In Securities Litigation (Week ending Dec. 18, 2015) Read More »

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The SEC and the Manhattan U.S. Attorney’s Office brought actions against a hedge fund adviser who lost most of the money raised from investors through risky trading while trying to conceal that fact from them, the brokers and others – …

IA Settles With SEC, USAO After Letter to Investors Admitting Losses Read More »

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