Tag: sham transaction

The Commission filed its first insider trading case based on crypto assets last week. The case centered on trading in advance of announcement by a crypto trading platform of the listing of a new asset. SEC Chair Gensler and Enforcement …

This Week In Securities Litigation (Week of July 25, 2022) Read More »

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The Commission has continued to focus on updating and improving existing rules and disclosures while adding new ones in recent weeks. Climate, ESG and SPACs have been the focus of those efforts along with cybersecurity and select others. The agenda …

This Week In Securities Litigation (Week of April 11, 2022) Read More »

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