With the focus of everyone on the Ukraine and the unbelievable actions there regulators such as the SEC were largely quiet. The Commission did file four civil injunctive actions, focused largely on conflicts, misappropriation and sham transactions. Be careful out …
This Week In Securities Litigation (Week of March 7, 2022) Read More »
The Commission initiated enforcement actions centered on insider trading, a sham transaction and a lack of auditor independence this week. The insider trading case charged a former high-ranking Apple attorney tasked with administrating the firm’s insider trading policy while the …
This Week In Securities Litigation (Week ending Feb. 15, 2019) Read More »